Personnel Hong Kong SFC License Details (ID 2051685)

Personnel Hong Kong SFC License Details (ID 2051685)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	Dealing in securities	2022-01-21	-
CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2022-01-21	-
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	RO	Dealing in securities	2021-05-17	2021-08-20
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	RO	Dealing in futures contracts	2020-12-16	2021-08-20
	Rep	Dealing in futures contracts	2019-06-03	2020-12-16
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in securities	2013-04-15	2021-05-17