Personnel Hong Kong SFC License Details (ID 2051698)

Personnel Hong Kong SFC License Details (ID 2051698)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Zhongcai Securities Limited	Rep	Dealing in securities	2019-04-18	2020-11-03
ASA SECURITIES LIMITED	Rep	Dealing in futures contracts	2015-12-22	2016-05-17
	Rep	Dealing in securities	2015-12-22	2016-05-17
GUOYUAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2014-12-22	2015-12-07
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED	Rep	Dealing in securities	2014-12-22	2015-12-07
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2014-04-22	2014-08-23
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2014-04-22	2014-08-23
	Rep	Dealing in securities	2014-04-22	2014-08-23
iBest Consultants Limited	Rep	Advising on securities	2014-04-22	2014-08-23
	Rep	Dealing in futures contracts	2013-04-15	2014-08-23
	Rep	Dealing in securities	2013-04-15	2014-08-23