Personnel SFC Licences and HKMA Registrations (ID 2051703)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MACQUARIE CAPITAL LIMITED	RO	Dealing in securities	2023-07-31	-
	Rep	Advising on corporate finance	2013-04-15	-
	Rep	Dealing in securities	2013-04-15	2023-07-31
Macquarie Corporate (Hong Kong) Limited	Rep	Advising on corporate finance	2013-04-15	2017-03-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.