Personnel Hong Kong SFC License Details (ID 20523)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Trinity Financial Group Limited	RO	Advising on corporate finance	2003-10-10	2004-02-04
	RO	Advising on securities	2003-10-10	2004-02-04
	RO	Asset management	2003-10-10	2004-02-04
VMS Securities Limited	RO	Advising on corporate finance	-	2007-04-16
	RO	Advising on securities	-	2007-04-16
	RO	Asset management	-	2007-04-16
	RO	Dealing in securities	-	2007-04-16