Personnel Hong Kong SFC License Details (ID 2054230)

Personnel Hong Kong SFC License Details (ID 2054230)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2018-10-05	-
	Rep	Dealing in securities	2018-10-05	-
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on securities	2017-03-09	2018-09-13
	Rep	Dealing in securities	2017-03-09	2018-09-13
BOCI SECURITIES LIMITED	Rep	Advising on securities	2014-02-25	2017-02-28
	Rep	Dealing in securities	2014-02-25	2017-02-28
Merrill Lynch (Asia Pacific) Limited	Rep	Providing automated trading services	2013-04-18	2013-10-09
	Rep	Dealing in securities	2013-04-18	2013-10-09