Personnel Hong Kong SFC License Details (ID 2054235)

Personnel Hong Kong SFC License Details (ID 2054235)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
QUBE RESEARCH &AMP; TECHNOLOGIES HONG KONG LIMITED	Rep	Asset management	2023-05-08	2024-09-04
ExodusPoint Capital Management Hong Kong, Limited	Rep	Asset management	2021-01-04	2023-01-21
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2015-03-11	2018-08-10
Standard Chartered Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2013-04-18	2015-01-08
	Rep	Advising on securities	2013-04-18	2015-01-08
	Rep	Dealing in securities	2013-04-18	2015-01-08