Personnel Hong Kong SFC License Details (ID 2055078)

Personnel Hong Kong SFC License Details (ID 2055078)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Bright Fund Management Limited	Rep	Asset management	2018-11-12	2023-08-31
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2018-11-12	2025-06-20
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2018-10-30	2026-02-25
	Rep	Dealing in securities	2018-08-14	2026-02-25
JPMorgan Funds (Asia) Limited	Rep	Dealing in securities	2015-10-28	2018-05-03
FIL Investment Management (Hong Kong) Limited	Rep	Advising on securities	2013-04-19	2015-08-07
	Rep	Dealing in securities	2013-04-19	2015-08-07