| Horun Capital Management Limited | RO | Advising on securities | 2025-09-30 | - |
| RO | Asset management | 2025-09-30 | - |
| China Venture Fortune Securities Limited | RO | Advising on securities | 2025-04-16 | 2025-08-23 |
| RO | Asset management | 2025-04-16 | 2025-08-23 |
| RO | Dealing in securities | 2025-04-16 | 2025-08-23 |
| MOUETTE SECURITIES COMPANY LIMITED | RO | Advising on futures contracts | 2024-06-14 | 2024-11-15 |
| RO | Dealing in futures contracts | 2024-06-14 | 2024-11-15 |
| RO | Advising on securities | 2024-03-18 | 2024-11-15 |
| RO | Asset management | 2024-03-18 | 2024-11-15 |
| RO | Dealing in securities | 2024-03-18 | 2024-11-15 |
| Rep | Advising on securities | 2023-12-01 | 2024-03-18 |
| Rep | Asset management | 2023-12-01 | 2024-03-18 |
| Rep | Dealing in securities | 2023-12-01 | 2024-03-18 |
| KuCoin Commodity Futures Limited | RO | Advising on futures contracts | 2022-04-27 | 2023-11-27 |
| KuCoin HK Limited | RO | Advising on securities | 2022-04-27 | 2023-11-27 |
| KuCoin Asset Management Limited | Rep | Asset management | 2022-04-06 | 2023-11-27 |
| KuCoin Commodity Futures Limited | Rep | Advising on futures contracts | 2021-12-17 | 2022-04-27 |
| RO | Dealing in futures contracts | 2021-12-17 | 2023-11-27 |
| KuCoin HK Limited | Rep | Advising on securities | 2021-12-17 | 2022-04-27 |
| RO | Dealing in securities | 2021-12-17 | 2023-11-27 |
| Rep | Dealing in securities | 2021-10-25 | 2021-12-17 |
| Up Up Securities Limited | RO | Dealing in securities | 2020-03-05 | 2021-08-06 |
| Gong Ping Securities Limited | RO | Dealing in securities | 2017-07-18 | 2019-06-20 |
| Gong Ping Futures Limited | RO | Dealing in futures contracts | 2017-05-05 | 2019-06-20 |
| Rep | Dealing in futures contracts | 2013-04-22 | 2017-05-05 |
| Gong Ping Securities Limited | Rep | Dealing in securities | 2013-04-22 | 2017-07-18 |