Personnel Hong Kong SFC License Details (ID 2058149)

Personnel Hong Kong SFC License Details (ID 2058149)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED	RO	Advising on securities	2023-01-12	2025-12-31
	RO	Asset management	2023-01-12	2025-12-31
	RO	Dealing in securities	2023-01-12	2025-12-31
Mirae Asset Securities (HK) Limited	RO	Advising on corporate finance	2022-04-26	2022-11-26
	RO	Advising on securities	2022-04-26	2022-12-31
	RO	Asset management	2022-04-26	2022-12-31
	RO	Dealing in futures contracts	2022-04-26	2022-12-31
	RO	Dealing in securities	2022-04-26	2022-12-31
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED	RO	Asset management	2013-12-19	2020-03-31
	RO	Advising on securities	2013-04-25	2020-03-31
	RO	Dealing in securities	2013-04-25	2020-03-31