Personnel Hong Kong SFC License Details (ID 2059151)

Personnel Hong Kong SFC License Details (ID 2059151)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EMPEROR FUTURES LIMITED	Rep	Dealing in futures contracts	2024-05-16	-
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2024-05-16	-
DA DI (HONG KONG) FINANCIAL SERVICES LIMITED	RO	Advising on futures contracts	2021-09-27	2023-08-18
	RO	Dealing in futures contracts	2021-09-27	2023-08-18
	Rep	Dealing in futures contracts	2018-08-23	2021-09-27
CENTRAL WEALTH SECURITIES INVESTMENT LIMITED	Rep	Dealing in securities	2017-11-10	2018-03-29
CENTRAL WEALTH FUTURES LIMITED	Rep	Dealing in futures contracts	2017-09-04	2018-03-29
Holly International Financial Holdings Limited	Rep	Dealing in futures contracts	2014-07-07	2017-08-19
Telecom King Securities Limited	Rep	Dealing in futures contracts	2013-07-05	2014-07-01
	Rep	Dealing in securities	2013-04-26	2014-07-01