Personnel Hong Kong SFC License Details (ID 2059219)

Personnel Hong Kong SFC License Details (ID 2059219)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Tora Trading Services Limited (HK)	Rep	Dealing in futures contracts	2023-10-11	-
	Rep	Dealing in securities	2023-10-11	-
	Rep	Providing automated trading services	2023-10-11	2025-12-30
Virtu ITG Hong Kong Limited	Rep	Providing automated trading services	2020-01-07	2023-07-06
	Rep	Dealing in securities	2020-01-07	2023-07-06
WIM ASSET MANAGEMENT (HK) LIMITED	Rep	Asset management	2017-05-11	2019-08-31
PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	Rep	Asset management	2015-12-31	2016-12-16
CMS ASSET MANAGEMENT (HK) CO., LIMITED	Rep	Asset management	2013-10-07	2015-12-18
ZHONGTAI INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2013-04-29	2013-09-05
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2013-04-29	2013-09-05