Personnel Hong Kong SFC License Details (ID 20608)

Personnel Hong Kong SFC License Details (ID 20608)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Grand Moore Capital Limited	RO	Advising on corporate finance	2015-12-22	2024-06-21
	RO	Dealing in securities	2015-12-22	2024-06-21
Goldin Equities Limited	RO	Dealing in securities	2009-10-19	2014-04-07
Goldin Financial Limited	RO	Advising on corporate finance	2009-06-01	2014-04-07
SHANG HUA CAPITAL LIMITED	RO	Advising on corporate finance	2007-04-04	2007-06-21
CHEONG LEE SECURITIES LIMITED	RO	Advising on securities	2005-11-24	2007-02-01
	RO	Dealing in securities	2005-11-24	2007-02-01
Alpha Financial Group Limited	RO	Dealing in securities	2005-11-01	2005-11-21
AMPLE CAPITAL LIMITED	RO	Advising on corporate finance	-	2005-11-21