Personnel Hong Kong SFC License Details (ID 2061502)

Personnel Hong Kong SFC License Details (ID 2061502)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SUMITOMO MITSUI DS ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2019-10-01	2022-09-15
	Rep	Asset management	2019-10-01	2022-09-15
	Rep	Dealing in securities	2019-10-01	2022-09-15
	Rep	Advising on securities	2017-03-20	2019-09-30
	Rep	Asset management	2017-03-20	2019-09-30
	Rep	Dealing in securities	2017-03-20	2019-09-30
E FUND MANAGEMENT (HONG KONG) CO., LIMITED	Rep	Advising on securities	2015-06-04	2016-08-12
	Rep	Asset management	2015-06-04	2016-08-12
	Rep	Dealing in securities	2015-06-04	2016-08-12
CSOP Asset Management Limited	Rep	Advising on securities	2013-05-02	2015-04-17
	Rep	Asset management	2013-05-02	2015-04-17