Personnel SFC Licences and HKMA Registrations (ID 2061509)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SG SECURITIES (HK) LIMITED	Rep	Dealing in futures contracts	2025-01-03	-
	Rep	Dealing in securities	2025-01-03	-
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2019-06-21	2024-09-03
	Rep	Dealing in securities	2019-06-21	2024-09-03
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2013-05-02	2017-03-15
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2013-05-02	2017-03-15
	Rep	Dealing in securities	2013-05-02	2017-03-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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