Personnel Hong Kong SFC License Details (ID 2061522)

Personnel Hong Kong SFC License Details (ID 2061522)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUODU FUTURES (HONG KONG) LIMITED	RO	Advising on futures contracts	2026-07-15	-
	RO	Dealing in futures contracts	2026-07-15	-
GUODU SECURITIES (HONG KONG) LIMITED	RO	Advising on securities	2026-07-15	-
	RO	Dealing in securities	2026-07-15	-
ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED	Rep	Asset management	2025-06-26	2026-01-31
	RO	Advising on securities	2019-08-01	2026-01-31
	RO	Dealing in securities	2019-08-01	2026-01-31
	RO	Advising on futures contracts	2016-03-09	2026-01-31
	RO	Dealing in futures contracts	2016-03-09	2026-01-31
Zhonghao International Futures Co., Limited	Rep	Dealing in futures contracts	2013-05-02	2013-12-06