Personnel Hong Kong SFC License Details (ID 20651)

Personnel Hong Kong SFC License Details (ID 20651)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Ark Securities (Hong Kong) Limited	RO	Asset management	2007-07-30	2015-01-06
PROVIDENT FUTURES (HONG KONG) LIMITED	RO	Advising on futures contracts	2006-02-07	2015-01-06
VERCAP Financial Services Limited	RO	Dealing in futures contracts	2005-03-14	2015-01-06
PROVIDENT FUTURES (HONG KONG) LIMITED	RO	Dealing in futures contracts	2003-11-21	2015-01-06
Ark Securities (Hong Kong) Limited	RO	Advising on securities	2003-09-27	2015-01-06
	RO	Dealing in securities	2003-09-27	2015-01-06
SHUN LOONG SECURITIES COMPANY LIMITED	RO	Providing automated trading services	-	2003-07-25
	RO	Dealing in securities	-	2003-07-25