Personnel Hong Kong SFC License Details (ID 20652)

Personnel Hong Kong SFC License Details (ID 20652)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
XIN YONGAN INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED	RO	Advising on securities	2024-01-05	-
	RO	Asset management	2024-01-05	-
XIN YONGAN INTERNATIONAL SECURITIES COMPANY LIMITED	RO	Dealing in securities	2024-01-05	-
Grand Capital Securities Limited	RO	Advising on securities	2019-10-10	2024-01-04
	RO	Asset management	2019-10-10	2024-01-04
	RO	Dealing in securities	2019-10-10	2024-01-04
Zeta Capital (H.K.) Limited	RO	Advising on securities	2019-02-04	2019-10-08
	RO	Asset management	2019-02-04	2019-10-08
Ark Securities (Hong Kong) Limited	Rep	Asset management	2010-01-13	2019-01-18
	Rep	Advising on securities	2007-01-04	2019-01-18
	Rep	Dealing in securities	2004-08-12	2019-01-18