| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| XIN YONGAN INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED | RO | Advising on securities | 2024-01-05 | - |
| RO | Asset management | 2024-01-05 | - | |
| XIN YONGAN INTERNATIONAL SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2024-01-05 | - |
| Grand Capital Securities Limited | RO | Advising on securities | 2019-10-10 | 2024-01-04 |
| RO | Asset management | 2019-10-10 | 2024-01-04 | |
| RO | Dealing in securities | 2019-10-10 | 2024-01-04 | |
| Zeta Capital (H.K.) Limited | RO | Advising on securities | 2019-02-04 | 2019-10-08 |
| RO | Asset management | 2019-02-04 | 2019-10-08 | |
| Ark Securities (Hong Kong) Limited | Rep | Asset management | 2010-01-13 | 2019-01-18 |
| Rep | Advising on securities | 2007-01-04 | 2019-01-18 | |
| Rep | Dealing in securities | 2004-08-12 | 2019-01-18 |
No HKMA registrations in the collected records.