Personnel SFC Licences and HKMA Registrations (ID 2065489)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SMBC NIKKO SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2026-03-19	-
	Rep	Advising on securities	2024-04-03	2026-03-18
Morgan Stanley Asia Limited	Rep	Dealing in securities	2013-05-09	2013-10-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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