Personnel Hong Kong SFC License Details (ID 2065490)

Personnel Hong Kong SFC License Details (ID 2065490)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AIA Investment Management HK Limited	Rep	Advising on securities	2025-10-14	-
	Rep	Asset management	2025-10-14	-
Allianz Global Investors Asia Pacific Limited (SFC:BFE699)	Rep	Dealing in futures contracts	2020-07-06	2025-09-19
	Rep	Dealing in securities	2020-07-06	2025-09-19
	Rep	Advising on securities	2015-06-01	2025-09-19
	Rep	Asset management	2015-06-01	2025-09-19
Allianz Global Investors Asia Pacific Limited (SFC:AOA171)	Rep	Advising on securities	2015-02-10	2015-05-31
	Rep	Asset management	2015-02-10	2015-05-31
RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2013-05-09	2015-01-22
	Rep	Dealing in securities	2013-05-09	2015-01-22