Lee, Kwok Chu (SFC:BBG831) 利國柱

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HANTEC SECURITIES CO., LIMITED	Rep	Dealing in securities	2019-04-18	-
CAITONG INTERNATIONAL SECURITIES CO., LIMITED	Rep	Dealing in securities	2015-09-21	2017-08-10
YUE XIU SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2013-05-10	2014-10-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HANTEC SECURITIES CO., LIMITED	Rep	Dealing in securities	2019-04-18	-
CAITONG INTERNATIONAL SECURITIES CO., LIMITED	Rep	Dealing in securities	2015-09-21	2017-08-10
YUE XIU SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2013-05-10	2014-10-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.