| HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | RO | Advising on futures contracts | 2024-09-20 | - |
| RO | Advising on securities | 2024-09-20 | - |
| RO | Asset management | 2024-09-20 | - |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | RO | Advising on securities | 2024-09-20 | - |
| RO | Asset management | 2024-09-20 | - |
| RO | Dealing in securities | 2024-09-20 | - |
| HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on futures contracts | 2022-04-20 | 2024-09-20 |
| Rep | Advising on securities | 2022-04-20 | 2024-09-20 |
| Rep | Asset management | 2022-04-20 | 2024-09-20 |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2022-04-20 | 2024-09-20 |
| Rep | Asset management | 2022-04-20 | 2024-09-20 |
| Rep | Dealing in securities | 2022-04-20 | 2024-09-20 |
| CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2021-10-11 | 2022-02-21 |
| Rep | Asset management | 2021-10-11 | 2022-02-21 |
| CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2021-10-11 | 2022-02-21 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on futures contracts | 2016-06-07 | 2021-09-21 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2016-06-07 | 2020-12-09 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Asset management | 2015-06-05 | 2021-09-21 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2015-06-05 | 2020-12-09 |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Asset management | 2015-06-05 | 2021-09-21 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2013-05-13 | 2021-09-21 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2013-05-13 | 2020-12-09 |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2013-05-13 | 2021-09-21 |
| Rep | Dealing in securities | 2013-05-13 | 2021-09-21 |