Personnel Hong Kong SFC License Details (ID 2068800)

Personnel Hong Kong SFC License Details (ID 2068800)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2024-08-16	2025-08-26
BDA PARTNERS (HK) LIMITED	Rep	Advising on securities	2023-03-07	2024-08-15
	Rep	Dealing in securities	2023-03-07	2024-08-15
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2020-08-24	2022-10-13
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2014-01-20	2019-12-05
	Rep	Advising on securities	2014-01-20	2019-12-05
	Rep	Dealing in securities	2014-01-20	2019-12-05
Canaccord Genuity (Hong Kong) Limited	Rep	Advising on securities	2013-05-15	2014-01-19
	Rep	Dealing in securities	2013-05-15	2014-01-19