Personnel SFC Licences and HKMA Registrations (ID 2068815)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WELLINGTON MANAGEMENT HONG KONG LIMITED	RO	Advising on securities	2024-03-06	-
	RO	Asset management	2024-03-06	-
	RO	Dealing in futures contracts	2013-05-15	-
	RO	Dealing in securities	2013-05-15	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.