| HENYEP SECURITIES LIMITED | RO | Dealing in securities | 2026-07-06 | - |
| Rockflow Securities Limited | RO | Advising on securities | 2024-07-12 | 2026-04-27 |
| RO | Asset management | 2024-07-12 | 2026-04-27 |
| RO | Dealing in securities | 2024-07-12 | 2026-04-27 |
| EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2024-01-04 | 2024-02-23 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2023-12-15 | 2024-02-23 |
| Constance Capital Limited (HK) | RO | Advising on securities | 2023-03-22 | 2023-10-11 |
| RO | Asset management | 2023-03-22 | 2023-10-11 |
| RO | Dealing in securities | 2021-06-21 | 2023-10-11 |
| Rep | Dealing in securities | 2021-06-15 | 2021-06-21 |
| CIF Securities Futures Limited | RO | Dealing in securities | 2020-01-30 | 2021-05-31 |
| Rep | Dealing in securities | 2018-10-26 | 2020-01-30 |
| RO | Dealing in futures contracts | 2018-10-26 | 2021-05-31 |
| CHAOS INTERNATIONAL FINANCIAL LIMITED | RO | Dealing in futures contracts | 2018-07-16 | 2019-03-13 |
| CIF Global Markets (HK) Limited | Rep | Leveraged foreign exchange trading | 2017-10-25 | 2020-03-30 |
| CHAOS INTERNATIONAL FINANCIAL LIMITED | Rep | Dealing in futures contracts | 2016-09-20 | 2018-07-16 |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-10-27 | 2016-09-08 |
| MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-10-22 | 2016-09-08 |
| DA INTERNATIONAL FINANCIAL SERVICE LIMITED | Rep | Dealing in futures contracts | 2013-05-16 | 2015-04-17 |