Personnel Hong Kong SFC License Details (ID 2069660)

Personnel Hong Kong SFC License Details (ID 2069660)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Futu Securities International (HONG KONG) Limited	RO	Advising on securities	2026-05-11	-
	Rep	Advising on futures contracts	2025-03-28	-
	Rep	Dealing in futures contracts	2023-08-30	-
	Rep	Dealing in securities	2023-08-30	-
	Rep	Advising on securities	2023-08-30	2026-05-11
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2021-11-26	2023-07-11
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2021-11-26	2023-07-11
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2021-10-28	2023-07-11
Everbright Securities Digital Finance (HK) Limited	Rep	Dealing in securities	2021-10-28	2023-07-11
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2021-10-28	2023-07-11
MIGHTY BROKERAGE (ASIA) LIMITED	Rep	Dealing in securities	2018-11-22	2021-09-27
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2014-05-26	2014-10-17
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2014-05-26	2014-10-17
Gong Ping Futures Limited	Rep	Dealing in futures contracts	2013-05-16	2014-05-01
Gong Ping Securities Limited	Rep	Dealing in securities	2013-05-16	2014-05-01