Personnel SFC Licences and HKMA Registrations (ID 2070521)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	Rep	Advising on securities	2021-10-28	-
	Rep	Asset management	2021-10-28	-
	Rep	Dealing in securities	2021-10-28	-
BARING ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on futures contracts	2013-05-20	2021-09-24
	Rep	Advising on securities	2013-05-20	2021-09-24
	Rep	Asset management	2013-05-20	2021-09-24
	Rep	Dealing in securities	2013-05-20	2021-09-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.