Personnel Hong Kong SFC License Details (ID 2070539)

Personnel Hong Kong SFC License Details (ID 2070539)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jinpu International Securities Limited	RO	Advising on securities	2025-07-18	-
	RO	Asset management	2025-07-18	-
	RO	Dealing in securities	2025-07-18	-
WealthMate Asset Management Limited	RO	Asset management	2024-06-21	2025-01-06
SMART GRANDLY ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2018-06-26	2024-05-23
	Rep	Asset management	2018-06-26	2024-05-23
GRANDLY FINANCIAL SERVICES LIMITED	Rep	Dealing in futures contracts	2017-05-31	2024-05-23
	Rep	Dealing in securities	2017-05-31	2024-05-23
FIRST SHANGHAI FUTURES LIMITED	Rep	Dealing in futures contracts	2017-03-24	2017-04-07
FIRST SHANGHAI SECURITIES LIMITED	Rep	Dealing in securities	2017-03-24	2017-04-07
GOLDEN MOUNTAIN FINANCIAL LIMITED	Rep	Dealing in futures contracts	2017-03-02	2017-03-03
	Rep	Dealing in securities	2017-03-02	2017-03-03
DaoKou Securities Limited	Rep	Dealing in securities	2016-06-14	2017-01-11
Gong Ping Futures Limited	Rep	Dealing in futures contracts	2013-05-20	2016-04-23
Gong Ping Securities Limited	Rep	Dealing in securities	2013-05-20	2016-04-23