Personnel Hong Kong SFC License Details (ID 2070542)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	RO	Dealing in futures contracts	2021-09-30	2023-06-30
	RO	Dealing in securities	2021-09-30	2023-06-30
	Rep	Dealing in futures contracts	2021-01-07	2021-09-30
	Rep	Dealing in securities	2021-01-07	2021-09-30
Morgan Stanley Asia Limited	Rep	Dealing in securities	2013-05-20	2020-11-03
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2013-05-20	2020-11-03