Wu, Shiau Ling Mary 吳小凌

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on securities	2013-12-23	2014-07-22
	Rep	Dealing in securities	2013-12-23	2014-07-22
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2013-12-23	2014-07-22
PRINCIPAL INVESTMENT &AMP; RETIREMENT SERVICES LIMITED	Rep	Advising on securities	2013-05-20	2013-12-12
	Rep	Dealing in securities	2013-05-20	2013-12-12

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on securities	2013-12-23	2014-07-22
	Rep	Dealing in securities	2013-12-23	2014-07-22
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2013-12-23	2014-07-22
PRINCIPAL INVESTMENT &AMP; RETIREMENT SERVICES LIMITED	Rep	Advising on securities	2013-05-20	2013-12-12
	Rep	Dealing in securities	2013-05-20	2013-12-12