Personnel Hong Kong SFC License Details (ID 2070551)

Personnel Hong Kong SFC License Details (ID 2070551)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2024-10-02	-
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2024-10-02	-
	Rep	Dealing in futures contracts	2024-10-02	-
	Rep	Dealing in securities	2024-10-02	-
UBS DERIVATIVES HONG KONG LIMITED	Rep	Dealing in futures contracts	2013-05-20	2016-04-16
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2013-05-20	2016-04-16
	Rep	Dealing in securities	2013-05-20	2016-04-16
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2013-05-20	2016-04-16