| FORTHRIGHT SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2024-09-16 | - |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2024-06-13 | 2024-08-31 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2019-03-06 | 2019-03-17 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2018-11-13 | 2019-01-31 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-04-04 | 2018-09-30 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2018-04-04 | 2018-09-30 |
| PC SECURITIES LIMITED | Rep | Dealing in securities | 2017-12-01 | 2018-03-12 |
| IRIDIUM CAPITAL LIMITED (HK) | Rep | Advising on securities | 2016-11-10 | 2017-01-27 |
| Rep | Asset management | 2016-11-10 | 2017-01-27 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2016-02-23 | 2016-11-05 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2015-11-13 | 2016-11-05 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2015-11-13 | 2016-11-05 |
| Rep | Dealing in securities | 2015-11-13 | 2016-11-05 |
| China Securities (International) Brokerage Company Limited | Rep | Advising on futures contracts | 2015-03-18 | 2015-10-24 |
| Rep | Advising on securities | 2015-03-18 | 2015-10-24 |
| Rep | Dealing in futures contracts | 2015-03-18 | 2015-10-24 |
| Rep | Dealing in securities | 2015-03-18 | 2015-10-24 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2013-10-21 | 2015-03-07 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2013-05-22 | 2015-03-07 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-05-22 | 2015-03-07 |