Personnel Hong Kong SFC License Details (ID 2072853)

Personnel Hong Kong SFC License Details (ID 2072853)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOYUAN CAPITAL (HONG KONG) LIMITED	RO	Advising on corporate finance	2026-08-18	-
	Rep	Advising on corporate finance	2026-04-22	2026-08-18
GUOTAI JUNAN CAPITAL LIMITED	RO	Advising on corporate finance	2021-09-20	2026-03-22
	Rep	Advising on corporate finance	2021-07-13	2021-09-20
ADVENT CORPORATE FINANCE LIMITED (GBEN)	RO	Advising on corporate finance	2020-06-22	2021-05-07
	Rep	Advising on corporate finance	2018-11-20	2020-06-22
GUOTAI JUNAN CAPITAL LIMITED	Rep	Advising on corporate finance	2013-05-23	2018-11-10