| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2021-12-01 | - |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-11-03 | - |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2021-11-03 | - |
| SDIC SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-03-26 | 2021-10-18 |
| SDIC SECURITIES FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-03-26 | 2021-10-18 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2018-01-24 | 2018-03-14 |
| Rep | Dealing in securities | 2018-01-24 | 2018-03-14 |
| SDIC SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-04-08 | 2017-03-05 |
| SDIC SECURITIES FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-04-08 | 2017-03-05 |
| SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2013-11-01 | 2014-02-28 |
| Rep | Dealing in securities | 2013-11-01 | 2014-02-28 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2013-05-23 | 2013-09-28 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2013-05-23 | 2013-09-28 |
| Rep | Dealing in securities | 2013-05-23 | 2013-09-28 |