Personnel Hong Kong SFC License Details (ID 2073846)

Personnel Hong Kong SFC License Details (ID 2073846)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CAITONG INTERNATIONAL SECURITIES CO., LIMITED	RO	Advising on securities	2024-08-22	-
	RO	Dealing in securities	2024-08-22	-
Caitong International Asset Management Co., Limited	Rep	Asset management	2024-06-19	2026-06-18
CAITONG INTERNATIONAL SECURITIES CO., LIMITED	Rep	Advising on securities	2024-06-19	2024-08-22
	Rep	Dealing in securities	2024-06-19	2024-08-22
Future Securities Limited (HK)	RO	Asset management	2022-03-21	2024-05-31
	RO	Advising on futures contracts	2019-12-24	2024-05-31
	RO	Advising on securities	2019-12-24	2024-05-31
	RO	Asset management	2019-09-09	2020-03-27
	RO	Dealing in futures contracts	2018-12-11	2024-05-31
	RO	Dealing in securities	2018-12-11	2024-05-31
	Rep	Dealing in futures contracts	2018-08-29	2018-12-11
	Rep	Dealing in securities	2018-08-29	2018-12-11
SOUTH CHINA SECURITIES LIMITED	RO	Dealing in securities	2018-01-30	2018-08-16
SOUTH CHINA COMMODITIES LIMITED	Rep	Dealing in futures contracts	2013-05-24	2018-08-16
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2013-05-24	2018-01-30