Personnel Hong Kong SFC License Details (ID 2073914)

Personnel Hong Kong SFC License Details (ID 2073914)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2017-01-13	2017-06-19
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2017-01-13	2017-06-19
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2016-06-27	2016-09-09
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2016-06-27	2016-09-09
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2013-07-29	2016-01-29
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2013-07-29	2016-01-29
CNI Securities Group Limited	Rep	Dealing in futures contracts	2013-05-27	2013-07-02
	Rep	Dealing in securities	2013-05-27	2013-07-02