Personnel SFC Licences and HKMA Registrations (ID 2073937)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2020-05-21	2021-12-31
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2020-05-21	-
	Rep	Asset management	2020-05-21	-
	Rep	Dealing in securities	2020-05-21	-
S&AMP;P GLOBAL RATINGS HONG KONG LIMITED	Rep	Providing credit rating services	2014-10-22	2020-04-17
Sanford C. Bernstein (Hong Kong) Limited	Rep	Advising on securities	2013-05-27	2014-09-20
	Rep	Dealing in securities	2013-05-27	2014-09-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.