Personnel Hong Kong SFC License Details (ID 2075531)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2024-07-15	2024-07-19
	Rep	Dealing in securities	2024-07-15	2024-07-19
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2024-07-15	2024-07-19
	Rep	Dealing in securities	2024-07-15	2024-07-19
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2024-01-16	2024-01-23
	Rep	Dealing in securities	2024-01-16	2024-01-23
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2024-01-16	2024-01-23
	Rep	Dealing in securities	2024-01-16	2024-01-23
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2019-12-06	2019-12-13
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2019-12-06	2019-12-13
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2019-08-22	2019-08-31
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2019-08-22	2019-08-31
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2019-05-27	2019-06-01
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2019-05-27	2019-06-01
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2019-01-15	2019-01-25
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2019-01-15	2019-01-25
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2018-10-31	2018-11-09
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2018-10-31	2018-11-09
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2018-04-16	2018-04-27
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2018-04-16	2018-04-27
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2017-05-08	2017-05-16
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2017-05-08	2017-05-16
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2015-10-27	2015-10-30
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2015-10-27	2015-10-30
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2014-02-11	2014-02-14
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2014-02-11	2014-02-14
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2013-05-28	2013-06-10
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2013-05-28	2013-06-10