Personnel Hong Kong SFC License Details (ID 2076203)

Personnel Hong Kong SFC License Details (ID 2076203)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FIRST SHANGHAI SECURITIES LIMITED	RO	Advising on corporate finance	2026-03-12	-
	Rep	Advising on corporate finance	2022-05-20	2026-03-12
	RO	Dealing in securities	2021-08-19	-
FIRST SHANGHAI FUTURES LIMITED	Rep	Dealing in futures contracts	2017-01-11	2026-06-30
FIRST SHANGHAI SECURITIES LIMITED	Rep	Dealing in securities	2017-01-11	2021-08-19
SOUTH CHINA COMMODITIES LIMITED	Rep	Dealing in futures contracts	2015-06-16	2016-12-31
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2015-06-16	2016-12-31
FIRST SHANGHAI FUTURES LIMITED	Rep	Dealing in futures contracts	2013-07-05	2015-05-19
FIRST SHANGHAI SECURITIES LIMITED	Rep	Dealing in securities	2013-05-29	2015-05-19