Personnel Hong Kong SFC License Details (ID 2076205)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2015-07-03	2022-06-30
KGI CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2014-09-11	2015-06-14
	Rep	Dealing in securities	2014-09-11	2015-06-14
KGI ASIA LIMITED	Rep	Advising on securities	2013-09-19	2014-09-11
	Rep	Dealing in securities	2013-05-29	2014-09-11
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2013-05-29	2014-09-11