| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2019-03-28 | 2026-01-14 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2019-03-28 | 2026-01-14 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2019-03-01 | 2026-01-14 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2019-03-01 | 2026-01-14 |
| Azure Lion International Securities Company Limited | Rep | Dealing in securities | 2017-10-25 | 2019-02-03 |
| Zhonghao International Futures Co., Limited | Rep | Dealing in futures contracts | 2017-10-25 | 2019-02-03 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Advising on futures contracts | 2014-04-28 | 2017-08-18 |
| Rep | Dealing in futures contracts | 2013-05-30 | 2017-08-18 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-05-30 | 2017-08-18 |