Personnel Hong Kong SFC License Details (ID 2077766)

Personnel Hong Kong SFC License Details (ID 2077766)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2016-11-25	2016-12-01
	Rep	Dealing in securities	2016-11-25	2016-12-01
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2016-11-25	2016-12-01
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2016-02-26	2016-03-04
	Rep	Dealing in securities	2016-02-26	2016-03-04
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2016-02-26	2016-03-04
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2015-09-16	2015-10-02
	Rep	Dealing in securities	2015-09-16	2015-10-02
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2015-09-16	2015-10-02
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2014-12-15	2014-12-19
	Rep	Dealing in securities	2014-12-15	2014-12-19
	Rep	Dealing in futures contracts	2014-05-07	2014-05-09
	Rep	Dealing in securities	2014-05-07	2014-05-09
	Rep	Dealing in futures contracts	2014-03-18	2014-03-21
	Rep	Dealing in securities	2014-03-18	2014-03-21
	Rep	Dealing in futures contracts	2013-11-29	2013-12-09
	Rep	Dealing in securities	2013-11-29	2013-12-09
	Rep	Dealing in futures contracts	2013-05-31	2013-06-17
	Rep	Dealing in securities	2013-05-31	2013-06-17