Personnel Hong Kong SFC License Details (ID 2077768)

Personnel Hong Kong SFC License Details (ID 2077768)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Ping An of China Capital (Hong Kong) Company Limited	Rep	Advising on corporate finance	2025-12-12	2026-02-19
PING AN SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Dealing in securities	2025-12-12	2026-02-19
China Sunrise Securities (International) Limited	Rep	Dealing in securities	2024-08-20	2025-12-01
China Sunrise Capital Limited	Rep	Dealing in securities	2023-12-29	2025-02-28
	Rep	Advising on corporate finance	2023-12-29	2025-12-01
UZen Securities Limited	Rep	Dealing in securities	2022-11-24	2023-11-29
Opus Capital Limited (HK)	Rep	Dealing in securities	2019-09-27	2022-12-10
	Rep	Advising on corporate finance	2019-09-27	2023-11-29
KINGSWAY CAPITAL LIMITED	Rep	Advising on corporate finance	2016-01-21	2019-09-09
	Rep	Dealing in securities	2016-01-21	2019-09-09
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Dealing in securities	2016-01-21	2019-09-09
DONVEX CAPITAL LIMITED	Rep	Advising on corporate finance	2013-05-31	2016-01-01