Personnel SFC Licences and HKMA Registrations (ID 2077782)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CFS CAPITAL LIMITED	Rep	Advising on securities	2026-10-16	-
	Rep	Asset management	2026-10-16	-
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2017-07-06	2021-12-31
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2017-07-06	2023-08-10
	Rep	Asset management	2017-07-06	2023-08-10
	Rep	Dealing in securities	2017-07-06	2023-08-10
S&AMP;P GLOBAL RATINGS HONG KONG LIMITED	Rep	Providing credit rating services	2013-05-31	2017-05-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.