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Heath, James Edward (SFC:BAA701) Hong Kong SFC License Details (ID 2078807)
Heath, James Edward (SFC:BAA701)
SFC ID:
BAA701
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Pathway Capital Management (HK) Limited
RO
Dealing in securities
2013-09-27
2019-02-11
RO
Advising on securities
2012-11-01
2019-02-11