Personnel SFC Licences and HKMA Registrations (ID 2080160)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Mackenzie Investments Asia Limited	RO	Dealing in securities	2019-12-17	-
	Rep	Advising on securities	2015-05-18	-
	Rep	Asset management	2015-05-18	-
BALLINGAL INVESTMENT ADVISORS LIMITED	Rep	Advising on futures contracts	2013-06-05	2015-04-30
	Rep	Advising on securities	2013-06-05	2015-04-30
	Rep	Asset management	2013-06-05	2015-04-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.