| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | RO | Advising on corporate finance | 2022-02-25 | - |
| RO | Dealing in securities | 2022-02-25 | - | |
| Rep | Advising on securities | 2021-12-30 | - | |
| Rep | Advising on corporate finance | 2021-10-21 | 2022-02-25 | |
| Rep | Dealing in securities | 2021-10-21 | 2022-02-25 | |
| China Securities (International) Corporate Finance Company Limited | RO | Advising on corporate finance | 2019-02-21 | 2021-10-04 |
| RO | Dealing in securities | 2019-02-21 | 2021-10-04 | |
| Rep | Dealing in securities | 2014-01-10 | 2019-02-21 | |
| Rep | Advising on corporate finance | 2013-06-06 | 2019-02-21 |
No HKMA registrations in the collected records.