Personnel Hong Kong SFC License Details (ID 2080986)

Personnel Hong Kong SFC License Details (ID 2080986)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PLUTUS ASSET MANAGEMENT LIMITED (GBEN)	Rep	Advising on securities	2024-08-22	2025-03-28
Plutus Securities Limited	Rep	Dealing in securities	2024-08-22	2025-03-28
PHILLIP COMMODITIES (HK) LIMITED	Rep	Advising on futures contracts	2015-02-16	2024-05-02
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2015-02-16	2024-05-02
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2014-06-04	2024-05-02
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2014-06-04	2024-05-02
Nerico Brothers Limited (HK)	Rep	Dealing in futures contracts	2013-07-31	2014-05-20
	Rep	Dealing in securities	2013-06-06	2014-05-20