Personnel Hong Kong SFC License Details (ID 2081843)

Personnel Hong Kong SFC License Details (ID 2081843)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2018-01-02	-
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2018-01-02	-
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2015-12-28	2017-10-10
	Rep	Dealing in securities	2015-12-28	2017-10-10
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on corporate finance	2014-08-15	2015-08-31
	Rep	Advising on securities	2014-08-15	2015-08-31
	Rep	Dealing in securities	2014-03-18	2015-08-31
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2013-06-07	2014-01-27