Personnel Hong Kong SFC License Details (ID 2081847)

Personnel Hong Kong SFC License Details (ID 2081847)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Huaan Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2026-06-17	-
Huaan Securities (Hong Kong) Corporate Finance Limited	RO	Advising on corporate finance	2026-06-17	-
SILVER NILE GLOBAL INVESTMENTS LIMITED	RO	Advising on corporate finance	2023-05-18	2026-05-26
	Rep	Advising on corporate finance	2023-05-11	2023-05-18
	Rep	Dealing in securities	2023-05-11	2026-05-26
FORTUNE FINANCIAL CAPITAL LIMITED	RO	Advising on corporate finance	2019-01-14	2023-01-19
FORTUNE (HK) SECURITIES LIMITED	Rep	Dealing in securities	2016-04-22	2023-01-19
FORTUNE FINANCIAL CAPITAL LIMITED	Rep	Advising on corporate finance	2016-04-22	2019-01-14
Yi Shun Da Capital Limited	Rep	Advising on corporate finance	2015-11-11	2016-04-08
	Rep	Dealing in securities	2015-11-11	2016-04-08
CMB International Capital Limited	Rep	Advising on corporate finance	2013-06-07	2015-06-14
	Rep	Dealing in securities	2013-06-07	2015-06-14