Personnel SFC Licences and HKMA Registrations (ID 2081848)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WRise Prestige Securities Limited	Rep	Dealing in securities	2024-09-16	-
OnePlatform Asset Management Limited	Rep	Dealing in securities	2014-08-08	2024-04-25
	Rep	Dealing in securities	2013-06-07	2013-12-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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